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IEE Assistant

Getting Started

Step 1: List Proposed Activities

Step 2: Do Screening

Step 3: Determine Documentation Required

Step 4: Prepare Documentation

Categorical Exclusion

Initial Environmental Examination

Environmental Assessment

Environmental Status Report

Step 5: Submit

Step 6: Address Queries

Resources

 

 

Home > Initial Environmental Examination Assistant > Step 4b: Prepare Documentation: The Initial Environmental Examination (IEE)

Initial Environmental Examination Assistant

Step 4b: Prepare Documentation:
The Initial Environmental Examination (IEE)

Click on the diagram below to navigate.

Step 1: List Proposed Activities Step 2: Do Screening Step 3: Determine Documentation Required Step 4: Prepare Documentation Step 4b: Categorical Exclusion Step 4b: IEE Step 4b: EA Environmental Status Report Resources Getting Started IEE Home Step five and six: Subimit and Address Queries

Purpose of this step. Prepare the IEE. Summary of the purpose and content of the IEE. Description of IEE preparation steps.

Instructions. Your screening process did not rule out the possibility that your proposed activity (ies) had significant adverse environmmental impacts. Therefore, in Step 3, you determined that you needed to prepare an IEE and a compliance facesheet. Read this page to familiarize yourself with the:

  • Purpose and outcomes of the IEE
  • Content of the IEE
  • The basic steps in IEE preparation

Much of this information is also summarized in a powerpoint presentation.Subsequent pages provide assistance with each step of IEE preparation.


Purpose and outcomes of the IEEThe IEE is a first assessment of the reasonably foreseeable impacts on the environment of a proposed activity or activties. These impacts often depend on the environmental mitigation and monitoring activities specified in the IEE.The purpose of the IEE is to provide sufficient information and analysis to reach one of four conclusions (or threshold determinations) regarding the environmental effects of EACH proposed activity.

  • For EACH activity, IEE preparers recommend one of these threshhold determination.
  • The IEE also JUSTIFIES any categorical exclusions identified during the screening process
  • These recommendations (and Categorical Exclusion justifications) are considered by the USAID Bureau Environmental Officer (BEO). The BEO can accept or reject the recommendation, or require further analysis.

As depicted in the diagram below, the threshold decision determines whether the activity can go forward, and under what conditions. For EACH ACTIVITY assessed in the IEE, one of four outcomes is possible.

 

Background and description of Activities Categorical exclusions are awarded because an activity, of its nature, presents inherently low risks of significant adverse impacts. (They can also be awarded because USAID does not have direct knowledge of or control over the activity.)In this section you must therefore provide sufficient information reqarding the NATURE of the activities to allow the BEO to evaluate whether a Categorical Exclusion is justified. In general, this section should not require more than 1-2 pages.The information should focus on:
  • WHAT is to be done
  • WHERE it will be done
  • WHO will do it
If the information you provide is insufficient to allow the BEO to evaluate the request, s/he will be obliged to REFUSE the categorical exclusion or to RETURN the documentation for re-work. This will result in additional work & may delay project implementation.
Justification for categorical exclusion request with citation to 22 CFR 216

In this section, you need to explain how the proposed activities satisfy the requirements established by 22CFR216 for categorical exclusions.

To do this, you must cite the relevant language in 22CFR216.2(c).

Where 22CFR216 sets out a condition or restriction which must hold for the categorical exclusion to apply, this condition or restriction must be addressed.

For example, 22CFR216.2(c)(2)(ii) established a categorical exclusion for "controlled experimentation exclusively for the purpose of research and field evaluation which are confined to small areas and carefully monitored."

Your justification must therefore explain how the activity is confined/limited in area and how it it monitored.

Purpose and outcomes of the IEE

The IEE is a first assessment of the reasonably foreseeable impacts on the environment of a proposed activity or activties. These impacts often depend on the environmental mitigation and monitoring activities specified in the IEE.The purpose of the IEE is to provide sufficient information and analysis to reach one of four conclusions (or threshold determinations) regarding the environmental effects of EACH proposed activity.

  • For EACH activity, IEE preparers recommend one of these threshhold determination.
  • The IEE also JUSTIFIES any categorical exclusions identified during the screening process
  • These recommendations (and Categorical Exclusion justifications) are considered by the USAID Bureau Environmental Officer (BEO). The BEO can accept or reject the recommendation, or require further analysis.
As depicted in the diagram below, the threshold decision determines whether the activity can go forward, and under what conditions. For EACH ACTIVITY assessed in the IEE, one of four outcomes is possible.

image of threshold determination diagram.

Content of the IEE (Standard IEE Outline*)

(Click buttons for detailed content. Click here to download the full annotated outline.)

Activity/Preparer information

1. Background & Activity Description

1.1 Purpose & scope of the IEE
1.2 Background (Activity justification)
1.3 Description of Activities
(with reference to SO/results framework)

2. Country and Environmental Information

2.1 Locations Affected
2.2 Host country environmental policies and procedures

3. Evaluation of potential environmental impacts

4. Recommended Determinations and mitigation actions

4.1 Recommended threshhold decisions & conditions (& justification of categorical exclusions)
4.2 Mitigation, monitoring &evaluation commitments

*this standard outline is subject to change depending on IEE type, as described in step 1 of the IEE process (see below). Note that Regulation 216 does not specify IEE format or outline, but this outline is the standard adopted by Africa Bureau.

Decide IEE type ID issues, assemble information Write environmental analysisCOnsider recommended determinations and Finalize recommended determinations Complete Facesheet

 

Proceed to next step: Step six: Address Queries

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